It would have been down to the Securities and Exchange Commission(SEC) to judge, after the placement’s completion, whether it complied with therules.

在募股完成之后，高盛是否遵守了规则，其所作所为将会由证券交易委员会来评判。

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After numerous tips the Securities and Exchange Commission (SEC) investigated him.

证券与交易委员会(SEC)在得到很多秘密消息后调查过他。

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The Securities and Exchange Commission (SEC) has intervened in the epic struggle between financial companies and the hedge funds that are short-selling their shares.

证券与交易委员会（SEC）已经插手干涉金融企业和卖空他们股票的对冲基金之间的大规模的斗争。

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For years it has been assumed that the shuttling of lawyers from the SEC (Securities and Exchange Commission) to private industry and back again has compromised SEC enforcement when a violation needs to be ruled upon.

FORBES: Victory for SEC's Revolving Door

Unfortunately, investors can also expect a tidal wave of accounting minutiae from the regulators, as the Securities and Exchange Commission (SEC) and the Financial Accounting Standards Board (FASB) get on the stick.

FORBES: Watching The Books

In 1999, the U.S. Securities and Exchange Commission (SEC) proposed and later ratified Regulation Fair Disclosure to address selective releases of material information by publicly traded companies and other issuers.

FORBES: Short-Seller Attacks Highlight Chinese Companies Social Media Shortcomings